Compliance evidence

The question isn't whether you have records. It's whether you can prove when they existed.

Eight compliance verticals. One question in every one of them. Regulators, auditors, and courts all apply a contemporaneity test that your file metadata cannot pass.

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01
Contemporaneous

Evidence must have been created at the time the activity occurred, not retrospectively assembled from memory, invoices, or AI summaries.

02
Tamper-evident

Any modification to the record after creation must be detectable. File metadata, SharePoint version history, and cloud timestamps cannot satisfy this.

03
Independently verifiable

A regulator or court must be able to verify the record's integrity without taking your word for it, or the word of any party with an interest in the outcome.

Eight verticals

Where the contemporaneity test applies.

Select a vertical to see the statutory basis, the regulatory cases, and what immut provides for each.

ISO 27001 · 9001 · 45001
ISO management systems

ISO auditors now challenge evidence that cannot be dated independently. Annex A 8.15 requires tamper-evident logs. If your records cannot prove when they were created, the control fails.

£3.07M
Advanced Computer Software · ICO · 2025
HMRC AIF · CFA 2017 · IRC §41
R&D tax claims

HMRC requires contemporaneous evidence of qualifying activity — not retrospective narratives. Invoices satisfy Test 1. They do not satisfy Test 2. The first criminal prosecution of an R&D adviser landed in 2025.

Criminal prosecution
Bennett Verby Ltd · CFA 2017 · 2025
FDA 21 CFR Part 11 · ALCOA+ · EU GMP Annex 11
GxP data integrity

ALCOA+ requires records to be contemporaneous. FDA inspectors treat records that cannot prove their creation date as failing the standard — triggering warning letters, consent decrees, or import alerts.

$500M
Ranbaxy Laboratories · FDA/DOJ · 2013
HSE · ISO 45001 · CDM 2015
Health & safety

The HSE fines organisations not for lacking policies, but for lacking evidence that procedures were followed. No harm needs to have occurred. The evidential gap alone attracts a penalty.

£4M
National Grid Gas · HSE · 2016
GDPR Article 5(2) · Article 24 · NIS2
GDPR accountability

GDPR Article 5(2) requires controllers to demonstrate compliance — not assert it. Meta was fined €17M not because controls were absent, but because their operation could not be demonstrated.

€17M
Meta Platforms · Irish DPC · 2022
EU AI Act · Copyright law · Data provenance
AI training data provenance

The EU AI Act requires high-risk AI systems to maintain logs of training data provenance. Proving what data was used, and when, requires independently verifiable records that cannot be reconstructed retrospectively.

Up to €30M
EU AI Act · Chapter III · 2024
DTSA · Trade Secrets Directive · Know-how
Trade secrets & know-how

Proving a trade secret existed before an alleged misappropriation requires contemporaneous evidence. Courts apply the Ridgeway standard: you must show the information was a secret at the time it was taken.

Injunction + damages
DTSA · 18 U.S.C. §1836 · Federal
Prior use · Copyright · Derivation
IP creation & prior use

Proving prior creation in IP disputes, copyright registration, and derivation proceedings requires evidence that cannot be challenged as backdated. The question is not authorship — it is when.

IP rights lost
AZ Factory v. Valeria Moda · Paris · 2025
The common thread

Your compliance platform collects the evidence. It cannot prove when it was created.

Vanta, Drata, SharePoint, and every WORM storage provider contractually return the question of evidence integrity to you in their Terms of Service. They are the collection layer. immut is the proof layer.

A regulator asking “when did this control exist?” receives a blockchain-anchored answer that cannot be disputed. That is what your compliance platform cannot provide.

See the cases where the evidence gap cost everything

43 enforcement actions and court decisions, annotated by what evidence was missing and what it cost.

Evidence failure library →

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